FDIC & SIPC COVERAGE

Safeguarding Your Accounts

Helping protect our customers' assets is an important part of our commitment to providing the best service possible.

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FDIC Insurance

The Federal Deposit Insurance Corporation (FDIC) is a U.S. government agency that insures cash deposits at FDIC member banks, generally up to $250,000 per account.

FDIC Insurance Protection

Cash deposits at FDIC member banks are insured up to $250,000 per account by the U.S. government agency.

$250,000

Brokered CDs

Certificates of deposit offered through ZenTrading are issued by banks and eligible for FDIC insurance coverage.

Full Protection

Cash Management Account

Uninvested cash balances are swept into FDIC-insured interest-bearing accounts at program banks.

Up to $5M

Retirement Accounts

Traditional, Rollover, SEP, Roth, and SIMPLE IRAs with FDIC-insured cash positions.

$250,000

ZenTrading's FDIC-Insured Deposit Sweep Program

Our sweep program automatically maximizes your FDIC insurance coverage by distributing uninvested cash across multiple program banks.

Program Features

Automatic distribution across ~20 program banks
Up to $5 million of FDIC-insured cash coverage
Maximum $245,000 per bank to ensure interest coverage
Real-time access to view cash distribution
Money Market Overflow for excess amounts
No action required from account holders

How It Works

1
Automatic Sweep

Uninvested cash is automatically swept to program banks for FDIC coverage.

2
Distribution

Funds are distributed across multiple banks to maximize insurance coverage.

3
Overflow Protection

Excess amounts go to Money Market Overflow fund with SIPC coverage.

4
Full Access

View cash distribution and access funds anytime through your account.

SIPC Coverage

The Securities Investor Protection Corporation (SIPC) is a nonprofit organization that protects stocks, bonds, and other securities in case a brokerage firm goes bankrupt and assets are missing.

Securities Protection

SIPC protects stocks, bonds, and other securities if a brokerage firm goes bankrupt and assets are missing.

$500,000

Cash Protection

Cash held in brokerage accounts is covered by SIPC up to $250,000 as part of the total coverage limit.

$250,000

Money Market Funds

Money market funds held in brokerage accounts are considered securities and covered by SIPC.

Included

All Brokerage Accounts

Every ZenTrading brokerage account automatically receives SIPC protection at no additional cost.

100% Coverage

Excess of SIPC Coverage

In addition to SIPC protection, ZenTrading provides additional "excess of SIPC" coverage. This excess coverage would only be used when SIPC coverage is exhausted.

Excess of SIPC Coverage

Additional protection beyond standard SIPC limits provides enhanced security for larger accounts.

$1 Billion
Total aggregate coverage

Unlimited Securities Coverage

No per-customer dollar limit on coverage of securities within our excess protection policy.

Unlimited
Securities protection

Cash Awaiting Investment

Enhanced coverage for cash positions waiting to be invested in securities.

$1.9 Million
Per customer limit

Industry Leading

Maximum excess of SIPC protection currently available in the brokerage industry.

Best in Class
Market leadership

Other Types of Protection

Mutual Fund Protection

Mutual fund assets are held separately from ZenTrading's assets, protecting them from creditors.

Workplace Retirement Plans

401(k) and 403(b) assets are held in trust, segregated from employer and recordkeeper assets.

Custodial Segregation

Fund assets are held by custodians separate from any other ZenTrading assets.

Federal Law Protection

Retirement plan services governed by federal laws requiring asset segregation.

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Questions? 800-343-3548